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FinTech Regulation

Exploring New Challenges of the Capital Markets Union

Palgrave Macmillan

Authors:

  • Provides regulatory analysis of FinTech taking into account both legal and economic aspects of the growing phenomenon
  • Considers developments in European, US, and UK regulation, with a particular focus on the influence of Brexit
  • Covers market-based financing and the allocation of risks and benefits among intermediaries

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Table of contents (9 chapters)

  1. Front Matter

    Pages i-ix
  2. Introduction

    • Valerio Lemma
    Pages 1-9
  3. General Observations

    • Valerio Lemma
    Pages 11-75
  4. Fintech and Market-Based Financing

    • Valerio Lemma
    Pages 77-141
  5. Fintech, Chain Transactions and Open Banking

    • Valerio Lemma
    Pages 245-297
  6. Fintech Firms

    • Valerio Lemma
    Pages 299-361
  7. Fintech and Money

    • Valerio Lemma
    Pages 363-445
  8. Conclusions

    • Valerio Lemma
    Pages 493-498
  9. Back Matter

    Pages 499-505

About this book

Responding to growing interest in new regulations adopted by the EU, US, and UK authorities, this book provides a comprehensive overview of the legal and economic aspects of FinTech and the current regulation surrounding it.  In particular, the book observes the technological evolution of finance and the ‘economic space’ that lies between the regulated market and the illegal circulation of capital. Analysing laws that influence the application of technology to the banking and finance sector, the author considers market infrastructure and illustrates how firms execute their activities on a global scale, away from the scope of public supervision and monetary backstops. With globalisation and digitalisation boosting efficiency, the economical relevance of technology is becoming ever more important and therefore this book provides a much-needed examination of the current trends in FinTech regulation, making it an essential read for those researching financial markets, and professionals within the industry.

Authors and Affiliations

  • Marconi University, Rome, Italy

    Valerio Lemma

About the author

Valerio Lemma is Professor of Law and Economics at Guglielmo Marconi University of Rome, Italy. He coordinates a masters programme on financial market regulation at Luiss University of Rome, Italy. In 2018, he joined the European Securities and Markets Authority (ESMA) Post-Trading Standing Committee Consulting Work Group, and with a background in law, he is also associated with an international law firm.

Bibliographic Information

  • Book Title: FinTech Regulation

  • Book Subtitle: Exploring New Challenges of the Capital Markets Union

  • Authors: Valerio Lemma

  • DOI: https://doi.org/10.1007/978-3-030-42347-6

  • Publisher: Palgrave Macmillan Cham

  • eBook Packages: Economics and Finance, Economics and Finance (R0)

  • Copyright Information: The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer Nature Switzerland AG 2020

  • Hardcover ISBN: 978-3-030-42346-9Published: 26 April 2020

  • Softcover ISBN: 978-3-030-42349-0Published: 26 April 2021

  • eBook ISBN: 978-3-030-42347-6Published: 25 April 2020

  • Edition Number: 1

  • Number of Pages: IX, 505

  • Topics: Capital Markets, Financial Law/Fiscal Law, Banking, Innovation/Technology Management, European Economics

Buy it now

Buying options

eBook USD 99.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book USD 129.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book USD 129.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Other ways to access