SpringerBriefs in Information Systems

Compliance Management in Financial Industries

A Model-based Business Process and Reporting Perspective

Authors: Eggert, Mathias

  • Provides insights into a modeling technique and tool implementation for regulatory reporting requirements
  • Presents and evaluates an automated business process analysis approach
  • Investigates for the first time the perceived relationship between IS and Law in the context of business process management¬†and requirements engineering
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eBook $39.99
price for USA (gross)
  • ISBN 978-3-319-03913-8
  • Digitally watermarked, DRM-free
  • Included format: EPUB, PDF
  • ebooks can be used on all reading devices
  • Immediate eBook download after purchase
Softcover $54.99
price for USA
  • ISBN 978-3-319-03912-1
  • Free shipping for individuals worldwide
  • Usually dispatched within 3 to 5 business days.
About this book

Since the peak of the world financial crisis in 2008, compliance management has gained more and more interest from practice and research. In particular the financial service industry is strongly regulated and has to follow specific laws, standards and guidelines. Considering the steadily increasing number of legal requirements in the design of information systems is a challenge to financial service providers. This book investigates the challenges of compliance management in financial industries and provides solutions for a compliant design of information models. From a business process perspective, an approach is presented that enables the automatic checking of business process models. From a supervisory reporting perspective a modeling technique is presented that allows for modeling regulatory data warehouse requirements as well as its analysis. Besides these two perspectives the author provides insights into the perceived relationship of Information Systems and Law.

About the authors

Mathias Eggert is researcher at ERCIS - European Research Center for Information Systems. He received a scholarship from Siemens Business Services, Germany and worked for Siemens in Germany and Taiwan. Konrad Adenauer Foundation funded his current research work. His research is focussed on business process management and data warehouse design. Furthermore he is interested in investigating the collaboration of IS and legal experts in regulatory-driven IT projects.

Table of contents (5 chapters)

Buy this book

eBook $39.99
price for USA (gross)
  • ISBN 978-3-319-03913-8
  • Digitally watermarked, DRM-free
  • Included format: EPUB, PDF
  • ebooks can be used on all reading devices
  • Immediate eBook download after purchase
Softcover $54.99
price for USA
  • ISBN 978-3-319-03912-1
  • Free shipping for individuals worldwide
  • Usually dispatched within 3 to 5 business days.
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Bibliographic Information

Bibliographic Information
Book Title
Compliance Management in Financial Industries
Book Subtitle
A Model-based Business Process and Reporting Perspective
Authors
Series Title
SpringerBriefs in Information Systems
Copyright
2014
Publisher
Springer International Publishing
Copyright Holder
The Author(s)
eBook ISBN
978-3-319-03913-8
DOI
10.1007/978-3-319-03913-8
Softcover ISBN
978-3-319-03912-1
Series ISSN
2192-4929
Edition Number
1
Number of Pages
XII, 96
Number of Illustrations and Tables
25 b/w illustrations
Topics