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Cross-border Transactions of Intermediated Securities

A Comparative Analysis in Substantive Law and Private International Law

  • Book
  • © 2012

Overview

  • The first monograph comprehensively addressing legal issues arising from the Geneva Securities Convention

  • Issue-by-issue reform proposals for the German and Korean intermediated systems

  • Detailed discussion of the recently reformed intermediated systems, the Japanese and Swiss systems

  • Clear figures for better understanding of the legal issues

  • Numerous, in-depth references on the relevant issues

  • Practical information for practitioners and participants in the financial industry

  • Includes supplementary material: sn.pub/extras

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Table of contents (11 chapters)

  1. General Introduction

  2. Substantive Law Analysis

  3. Private International Law Analysis

  4. Conclusions

Keywords

About this book

This work aims to analyse substantive and conflict of laws rules regarding intermediated securities in a comparative way. For this purpose, it examines major jurisdictions’ rules for intermediated securities and the intermediated securities holding systems, such as the rules of the German, US, Korean, Japanese and Swiss systems, as well as the relevant EU regimes and initiatives. Above all, it analyses the two international instruments related to intermediated securities, i.e. the Geneva Securities Convention and the Hague Securities Convention. Through a functional comparative approach based upon legal traditions of the various jurisdictions, this book gives readers theoretical and practical information on intermediated securities and their national and international aspects.

Authors and Affiliations

  • Korea Capital Market Institute, Seoul, Korea, Republic of (South Korea)

    Changmin Chun

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