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Regulation of U.S. Equity Markets

  • Book
  • © 2001

Overview

Editors:
  1. Robert A. Schwartz

    1. Baruch College, CUNY, USA

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Part of the book series: Zicklin School of Business Financial Markets Series (CUNY)

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Table of contents (9 chapters)

  1. Front Matter

    Pages i-xvi
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  2. View from the NYSE

    • William R. Johnston
    Pages 1-5

  3. The Broad Perspective

    • Robert Schwartz, James Angel, Junius Peake, Benn Steil, Hans Stoll, Richard Sylla et al.
    Pages 7-28

  4. View from the Amex

    • Richard F. Syron
    Pages 29-35

  5. Impact on the Trading Desks

    • Erik Sirri, Mike Cormack, Paul Davis, E. E. Geduld, William Harts, Mike Murphy et al.
    Pages 37-53

  6. View from Nasdaq

    • Alfred R. Berkeley III
    Pages 55-58

  7. View from the Sec-Promoting Fair and Efficient Markets as a Regulatory End

    • Laura Simone Unger
    Pages 59-74

  8. Development of Alternative Markets

    • William Lupien, Matthew Andresen, Ian Domowitz, Kevin Foley, Raymond Killian, Arthur Pacheco et al.
    Pages 75-91

  9. Implications for Innovation, Competition & Efficiency

    • Daniel Weaver, Douglas Atkin, Frank Baxter, Peter Madoff, Jeanne Murtaugh, Evan Schulman et al.
    Pages 93-108

  10. The Regulators’ Perspective

    • Maureen O’Hara, Alden Adkins, Brandon Becker, Robert Colby, Edward Kwalwasser, Ruben Lee et al.
    Pages 109-123

  11. Back Matter

    Pages 125-154
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Keywords

About this book

In the past quarter of a century, the pace of structural change in the equity markets has accelerated dramatically and, as it has, regulation has come to play an increasingly central role in the development of market structure. The purpose of Regulation of U.S. Equity Markets is to consider regulation's contribution to the efficiency of the U.S. equity markets. Sharply different opinions are expressed on the matter, as the discussion ranges from Congressional oversight, to SEC involvement in market structure issues, to the self-regulatory responsibilities of the market centers, most notably, the New York Stock Exchange and the Nasdaq Stock Market.

Editors and Affiliations

  • Baruch College, CUNY, USA

    Robert A. Schwartz

Bibliographic Information

  • Book Title: Regulation of U.S. Equity Markets

  • Editors: Robert A. Schwartz

  • Series Title: Zicklin School of Business Financial Markets Series

  • DOI: https://doi.org/10.1007/978-1-4615-1651-4

  • Publisher: Springer New York, NY

  • eBook Packages: Springer Book Archive

  • Copyright Information: Springer Science+Business Media New York 2001

  • Hardcover ISBN: 978-0-7923-7282-0Published: 30 September 2001

  • Softcover ISBN: 978-1-4613-5660-8Published: 26 October 2012

  • eBook ISBN: 978-1-4615-1651-4Published: 06 December 2012

  • Series ISSN: 2627-521X

  • Series E-ISSN: 2627-5228

  • Edition Number: 1

  • Number of Pages: XVI, 154

  • Topics: Finance, general

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